The Law of Financial Advice, Investment Management, and Trading

The Law of Financial Advice, Investment Management, and Trading

Title: The Law of Financial Advice, Investment Management, and Trading
Author: Lodewijk Van Setten
Release: 2019-02-14
Kind: ebook
Genre: Law, Books, Professional & Technical
Size: 4302074
This work provides guidance on legal and regulatory risks, and the protection of the investor, throughout the investment cycle, analysing financial investments, their markets, the market infrastructure, and the roles and responsibilities of financial intermediaries.

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